ComplySci

comply.com · New York City, United States of America

ComplySci provides compliance management software for financial services firms, helping investment advisers, broker-dealers, private equity, hedge funds, and other regulated institutions monitor employee trading, gifts and entertainment, political contributions, and other conduct risks. Its platform centralizes data, automates surveillance and reporting workflows, and supports firms in meeting SEC, FINRA, and other regulatory requirements. The company generates revenue through subscriptions and related services for its SaaS compliance platform.

  • GRC & Compliance Automation
  • Financial Planning & Analysis
Revenue
$45.0M
Employees
250
Founded
2003
Headquarters
New York City, United States of America

What 8 Arbolus experts think of ComplySci

NPS scores range from 5 to 10, with a cluster of 8-9 indicating positive satisfaction among key influencers and users. Renewal intent is strong among mid- and high-spend compliance leaders, but uncertainty is visible in segments with lower clarity on spend or implementation. Most are in the MoreThan1Year adoption stage, signifying stickiness. Qualitative feedback highlights audit strength, comprehensive monitoring, and integration challenges as main sentiment drivers.Overall Customer Sentiment: Positive

Who reviewed ComplySci

Total customers 8 7 current · 1 former
Reviews growth +4 in six months
Seniority of respondents
  • C-Suite 88% (7)
  • Director 12% (1)
Legal Executive C-Suite NPS 10 Will renew
Strategy Partner C-Suite NPS 8 Undecided
Data Leader Director NPS 8 Undecided

Employer names and spend open in the full report, along with the other 5 customers.

Everything 8 customers told us about ComplySci.

Employer names, spend, renewal intent and every written answer behind the numbers on this page.

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Sentiment

12 Net Promoter Score, from 8 scored reviews
  • Promoters 3
  • Passives 3
  • Detractors 2

Cumulative NPS by month

-2 over 6 months
  • Apr 10
  • Jul 9
  • Dec 9
  • Mar 8
  • Apr 8
  • Aug 8

Net Promoter Score across 3 reviews, accumulated up to each month. Category median 22 across 3 companies.

Praised

  • AI-Powered Anomaly Detection
  • Data Integration Enhancements
  • Workflow Usability Upgrades
  • Alignment with Regulatory Expectations

Criticised

  • Brokerage Data Feed Integration Needs
  • Exception Handling Workflow Complexity
  • Manual Process Residual Risk
  • Regulatory Evolution Risk

What customers say

Alignment with Regulatory Expectations
“Its features address what regulators expect to see for reporting, which is crucial for compliance readiness.”
Comprehensive Regulatory Audit Support
“I’d recommend ComplySci for its strong audit trail features that reliably support firms during regulatory exams.”
Coverage of Compliance Monitoring
“The platform offers fairly comprehensive coverage for common compliance monitoring needs across personal trading and ethics.”

Renewal intent

Plan to renew 50%
  • Will renew 4
  • Undecided 4
  • Not renewing 0

Plan to renew, by seniority

  • C-Suite 57% 7 answers
  • Director 0% 1 answer
  • 9/10 Average score from customers who will renew
  • 6.8/10 Average score from undecided customers

Top alternatives

Most weighed by ComplySci customers

Report

For people who use ComplySci

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